Stock Broker

Writing a great stock broker resume is important because it is one of the first things a potential employer will see when they are considering you for a position. It is your opportunity to make a good first impression and sell yourself as the best candidate for the job.

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If you're looking for inspiration when it comes to drafting your own stock broker resume, look no further than the samples below. These resumes will help you highlight your experience and qualifications in the most effective way possible, giving you the best chance of landing the stock broker job you're after.

Resume samples

Shandolyn Anguiano | (154) 720-5833 | Wichita, KS


I have over three years of experience as a stockbroker. In that time, I've closed deals with clients both big and small. I'm confident in my ability to provide sound investment advice and strategies for anyone looking to grow their portfolio. Whether it's working with an individual or institution, I always put the client first. My goal is to help them make the most money possible while taking on the least amount of risk.


Stock Broker at E*TRADE, KSJun 2022 - Present

  • Achieved top sales in the company for 3 consecutive quarters.
  • Maintained a 95% customer satisfaction rating over a 2-year period.
  • Grew client base by 25% in first year as stock broker.
  • Successfully completed Series 7 and 63 exams.
  • Became registered with FINRA and SIPC.

Associate Stock Broker at TD Ameritrade, KSJul 2019 - Apr 2022

  • Arranged and conducted over 100 meetings with clients to discuss their investment portfolios.
  • Negotiated trades on behalf of clients, ensuring the best possible price.
  • Generated $2 million in new business for the firm through effective cold-calling.
  • Completed Series 7 and 63 exams to become a licensed broker.
  • Maintained an error-free trading record.


Bachelor of Science in Finance at Kansas State UniversityAug 2014 - May 2019

Some skills I've learned are financial analysis, investment and portfolio management, and financial modeling.


  • Financial analysis
  • Stock market knowledge
  • Trading experience
  • Risk management
  • Portfolio management
  • Financial planning

Rashana Manglona | (155) 653-4790 | Charlottesville, VA


I am a stock broker with over three years of experience. I have worked in both the retail and institutional sides of the industry, and have a deep understanding of both equity trading and investment banking. I have a proven track record of success in generating new business, managing client portfolios, and executing trades. In addition to my financial skills, I am also an excellent communicator with superb people skills.


Stock Broker at Vanguard Brokerage Services, VAMar 2022 - Present

  • Achieved top sales ranking for the month, out of 200+ brokers.
  • Grew a client's portfolio by 12% last quarter.
  • Negotiated lower commission rates with 3 different trading firms.
  • Brought in 10 new clients last year.
  • Consistently ranked in the top 5% of all producing brokers at company.

Associate Stock Broker at TD Ameritrade, VASep 2019 - Mar 2022

  • Achieved daily sales targets of $xx,xxx for x consecutive days.
  • Grew client base by xx% in 1 year.
  • Consistently ranked in top x% of brokers nationwide for quarterly production.
  • Won “Rising Star” award from firm after being employed less than 1 year.
  • Completed Series 7 and 63 exams within 6 months of starting job.


Bachelor of Science in Finance at George Mason UniversityAug 2015 - May 2019

I've learned how to read and analyze financial statements, how to value companies and how to forecast financial performance.


  • Stock market analysis
  • Fundamental and technical analysis
  • Portfolio management
  • Risk management
  • Financial modeling
  • Excel skills
  • Presentation skills