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Registered Representative

Writing a great registered representative resume is important because it is one of the first things a potential employer will see when they are considering you for a position. It is your opportunity to make a good first impression and sell yourself as the best candidate for the job.

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Select from 7 professional resume templates

If you're looking for inspiration when it comes to drafting your own registered representative resume, look no further than the samples below. These resumes will help you highlight your experience and qualifications in the most effective way possible, giving you the best chance of landing the registered representative job you're after.

Resume samples

Sanyiah Kalagher

sanyiah.kalagher@gmail.com | (697) 565-9379 | Philadelphia, PA

Summary

I have over 4 years of experience as a Registered Representative. I am excellent at building relationships with clients and providing them with the best possible service. I am also very knowledgeable about the financial industry and able to provide my clients with valuable advice and guidance.

Experience

Registered Representative at Merrill Lynch, PAMay 2022 - Present

  • Achieved top sales numbers in the company for 3 consecutive years.
  • Grew client base by 25% last year.
  • Consistently ranked in Top 10 of Registered Representatives nationwide.
  • Won “Rising Star” award from XYZ Brokerage Firm 2 years in a row.
  • Successfully completed Series 7 and 63 exams.

Associate Registered Representative at Morgan Stanley, PAAug 2018 - Mar 2022

  • Led a team of 4 in sales for the month, bringing in $600k in new business.
  • Individually closed 10 deals totaling $200k.
  • Grew book of business by 20% through effective cold-calling and networking.
  • Consistently ranked in top 3 for monthly production out of 50+ reps.
  • Won "Rising Star" award after first year on job.

Education

High School Diploma at Central High School, Philadelphia, PASep 2014 - May 2018

I have learned how to read, write, and do math.

Skills

  • FINRA Rule 210.3
  • FINRA Rule 3070
  • The Customer Identification Program
  • Anti Money Laundering Compliance Procedures
  • Knowing Your Customer-The KYC Processes
  • USA PATRIOT Act
  • Beneficial Ownership

Mariam Hunolt

mariam.hunolt@gmail.com | (259) 425-2393 | Seattle, WA

Summary

I am a Registered Representative with over 4 years experience in the financial services industry. I have a proven track record of success in sales and customer service, and I am passionate about helping my clients reach their financial goals. I have an excellent understanding of investment products and strategies, and I work hard to provide personalized advice that meets my clients' needs. In addition to providing traditional brokerage services, I also offer guidance on retirement planning, estate planning, insurance coverage, and tax-advantaged investing strategies.

Experience

Registered Representative at Edward Jones, WAMay 2022 - Present

  • Achieved daily sales goals for 6 months in a row.
  • Exceeded monthly sales targets by 10% for 3 consecutive months.
  • Grew client base by 20% in one year.
  • Generated $100,000 in new revenue through cross-selling products to existing clients.
  • Won “Top Producer” award 4 times in 5 years.
  • Successfully completed Series 7 and 63 exams.

Associate Registered Representative at Merrill Lynch, WASep 2018 - Apr 2022

  • Achieved top sales numbers in the company for 3 consecutive quarters.
  • Grew client base by 25% in one year.
  • Successfully closed 100 high net worth clients with an average account size of $1 million.
  • Won “Rising Star” award at annual company conference.
  • Consistently ranked in top 10% of performers nationwide.

Education

High School Diploma at Bellevue High School, Bellevue, WAAug 2013 - May 2018

I've learned how to read, write, and do math.

Skills

  • FINRA Series 7 License
  • FINRA Series 63 or 66 License
  • Ability to use a Bloomberg Terminal
  • Strong understanding of equity securities and investment products
  • Understanding of market microstructure and trading strategies
  • Experience with order management systems and trade execution platforms
  • Excellent communication skills

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