Compliance Auditor

Writing a great compliance auditor resume is important because it is one of the first things a potential employer will see when they are considering you for a position. It is your opportunity to make a good first impression and sell yourself as the best candidate for the job.

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If you're looking for inspiration when it comes to drafting your own compliance auditor resume, look no further than the samples below. These resumes will help you highlight your experience and qualifications in the most effective way possible, giving you the best chance of landing the compliance auditor job you're after.

Resume samples

Zamiah Piscoya | (507) 356-1021 | 2200 E. Broadway Columbia, MO 65201


I have over 4 years of experience as a compliance auditor. I have conducted audits for both small and large organizations, and have a keen eye for detail. I am able to identify potential areas of non-compliance and make recommendations for corrective action. I am also experienced in conducting training on compliance related topics.


Senior Compliance Auditor at Grant Thornton LLP, MOApr 2022 - Present

  • Led a team of 4 in the completion of an audit of $1.5 billion in annual revenue for a multinational corporation, resulting in the identification and correction of over $10 million in errors.
  • Conducted risk assessment audits for 5 major banks with total assets exceeding $2 trillion, identifying control weaknesses that put the institutions at financial risk.
  • Performed compliance testing for 50 investment advisers with more than $1 trillion in client assets under management, leading to increased regulation and protection of investors.
  • Authored a white paper on best practices for internal controls which was distributed to 500 public companies worldwide and helped reduce corporate fraud by 25%.
  • Chaired the committee responsible for developing new accounting standards for derivatives instruments used by banking entities with over $700 billion in combined assets.

Compliance Auditor at KPMG LLP, MOAug 2018 - Mar 2022

  • Led a team of 5 in auditing the compliance department of a large corporation with over $5 billion in annual revenue.
  • Identified over $1 million in potential savings for the company through improved compliance practices.
  • Helped develop and implement new policies and procedures that reduced non-compliance incidents by 50%.
  • Trained staff on proper compliance procedures, resulting in increased employee knowledge and understanding of the importance of complying with regulations.


Bachelor of Science in Accounting at Missouri State UniversityAug 2013 - May 2018

I've learned how to analyze financial data and use it to make decisions about how to allocate resources.


  • Understanding of compliance regulations
  • Ability to develop audit plans
  • Strong analytical and problem solving skills
  • Excellent written and verbal communication skills
  • Proficiency in Microsoft Office applications
  • Experience with auditing software programs
  • Knowledge of Generally Accepted Auditing Standards (GAAS)

Bani Simmel | (660) 873-6051 | Portland, ME


I am a highly experienced compliance auditor with over 4 years experience working in the industry. I have gained a strong reputation for being an excellent communicator and having superb attention to detail. My skills lie in auditing financial statements, reviewing internal controls and procedures, and identifying risks within organizations. I am also proficient in Microsoft Office applications and various accounting software programs. In my previous roles, I have excelled at team collaboration whilst still being able to work independently when required.


Senior Compliance Auditor at Central Maine Healthcare, MEMay 2022 - Present

  • Led the development of a new compliance program that increased operational efficiencies by 25%.
  • Implemented an automated compliance monitoring system that saved the company $100,000 annually.
  • Conducted audits of high-risk areas and identified potential vulnerabilities in the organization’s processes.
  • Provided training to employees on complying with regulatory requirements and internal policies/procedures.
  • Wrote comprehensive reports detailing findings from audits and made recommendations for corrective action plans.

Compliance Auditor at MaineGeneral Health, MESep 2018 - Apr 2022

  • Led compliance audits for 5 major clients, ensuring that all laws and regulations were followed.
  • Reviewed financial records for accuracy and flagged any discrepancies.
  • Trained new employees on compliance procedures.
  • Wrote weekly reports detailing audit findings and recommendations.
  • Presented findings to management teams and helped develop corrective action plans.
  • Monitored implementation of corrective actions to ensure compliance.


Bachelor of Science in Accounting at University of MaineAug 2013 - May 2018

I have learned excellent research, writing, and communication skills while studying accounting.


  • Auditing
  • Financial analysis
  • Internal controls
  • Risk management
  • Sarbanes-Oxley (SOX) compliance
  • GAAP knowledge
  • CPA